Retirement Plans
We offer a range of retirement plan options, including 401(k), Safe Harbor Evaluation, Profit Sharing Only, Cash Balance, Executive Savings, and Deferred Compensation plans.
As your advisor, our mission is to simplify the retirement plan process, providing clarity. We assist clients in navigating the complex terrain of fiduciary responsibilities within qualified company retirement plans. Moreover, we access 3(21) and 3(38) plan fiduciary services through a network of professionals that offer a suite of services for both establishing and maintaing your plan.
FIDUCIARY SERVICES
● Plan Provider Fee Management
● Plan Assessment and Governance (Administrative & Investment),
● Legislative & Regulatory Updates (DOL & ERISA-related)
● 404c Compliance Monitoring
● Plan-Related Insurance Reviews (EPLI, D&O, Fidelity)
SERVICE PROVIDER OVERSIGHT
● Independent Benchmarking
● Vendor Review & Relationship Management
● Issue Resolution
● Transition Management (Conversions, Mergers, and Terminations)
INVESTMENT PROCESS MANAGEMENT
● Investment Policy (Design, Implementation, & Ongoing Review)
● Menu Construction and Monitoring
● Risk-Based Asset Allocation Portfolios
● Regular Plan Sponsor Reviews with Comprehensive Reporting
● Meeting and Recommendation Minutes
● Document Retention (Electronic & Hard Copy)
